Capital One Investing Regulation

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Capital One Investing Regulation and Registration

Banking and lending products and services are offered by Capital One, N.A., NMLS ID 453156, and CapitalOne Bank (USA), N.A, Members FDIC.

Investment products are offered by Capital One Investing, LLC, a registered broker-dealer and Member FINRA/SIPC. Investment advisory services are provided by CapitalOne Advisors, LLC, an SEC-registered investment advisor. Insurance products are offered through Capital One Agency, LLC.

Capital One Investing Registration Conclusion

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